On Impeachment

On Impeachment

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A short, accessible collection of key historic writings about presidential impeachment, as part of a new Penguin Classics series on liberty and constitutional rights.

A Penguin Classic

With the Penguin Liberty series by Penguin Classics, we look to the U.S. Constitution’s text and values, as well as to American history and some of the country’s most important thinkers, to discover the best explanations of our constitutional ideals of liberty. Through these curated anthologies of historical, political, and legal classic texts, Penguin Liberty offers everyday citizens the chance to hear the strongest defenses of these ideals, engage in constitutional interpretation, and gain new (or renewed) appreciation for the values that have long inspired the nation. Questions of liberty affect both our daily lives and our country’s values, from what we can say to whom we can marry, how society views us to how we determine our leaders. It is Americans’ great privilege that we live under a Constitution that both protects our liberty and allows us to debate what that liberty should mean.
 Series Introduction by Corey Brettschneider

Introduction by Corey Brettschneider

A Note on the Text

ON IMPEACHMENT

Part I: Origins of Impeachment
U.S. Constitution
Notes from the Debates of the Constitutional Convention (July 20, 1787)
“The Federalist No. 65,” by Alexander Hamilton (March 7, 1788)
“Second Inaugural Address,” by George Washington (March 4, 1793)
“Constitutional Grounds for Presidential Impeachment,” by the U.S. House of Representatives Committee on the Judiciary (February 22, 1974)

Part II: Andrew Johnson
“Veto Message on Freedmen and Refugee Relief Bureau Legislation,” by Andrew Johnson (February 19, 1866)
“Veto Message on Civil Rights Legislation,” by Andrew Johnson (March 27, 1866)
“The President at Cleveland: A Characteristic Speech, His Audience Handles Him Roughly,” in the Boston Daily Advertiser (September 5, 1866)
“A Treacherous President Stood in the Way,” by Frederick Douglass (1866)
“Third Annual Message to Congress,” by Andrew Johnson (December 3, 1867)
Articles of Impeachment Against Andrew Johnson (February 24, 1868)
Closing Argument of the House Managers for Impeachment, Delivered by Representative John Bingham (May 6, 1868)
Opinion on the Impeachment Trial of Andrew Johnson, by Charles Sumner (May 16, 1868)

Part III: Richard Nixon
Transcript of a Conversation Between Richard Nixon, John Dean, and H. R. Haldeman (March 21, 1973)
“The Amenability of the President, Vice President, and Other Civil Officers to Federal Criminal Prosecution While in Office,” by the Office of Legal Counsel (September 24, 1973)
“Attached Memorandum to Leon Jaworski,” by Carl B. Feldbaum et al. (February 12, 1974)
“Speech on the Nixon Articles of Impeachment,” by Barbara Charline Jordan (July 25, 1974)
Articles of Impeachment Against Richard Nixon (July 27–30, 1974)
“Address Announcing Resignation,” by Richard Nixon (August 8, 1974)
“Granting a Pardon to Richard Nixon,” by Gerald Ford (September 8, 1974)

Part IV: Bill Clinton
“To Kenneth W. Starr, Re: Indictability of the President,” by Ronald Rotunda (May 13, 1998)
Referral from Independent Counsel Kenneth W. Starr to the House Committee on the Judiciary (September 11, 1998)
Articles of Impeachment Against William Jefferson Clinton, Passed by the House of Representatives Committee on the Judiciary (December 16, 1998)
“Post-Impeachment Speech,” by Bill Clinton (December 20, 1998)
“Speech on Censure Resolution,” by Dianne Feinstein (February 12, 1999)
“A Sitting President’s Amenability to Indictment and Criminal Prosecution,” by the Office of Legal Counsel (October 16, 2000)

Unabridged Source Material“a solid resource”
—KirkusCorey Brettschneider is professor of political science at Brown University, where he teaches constitutional law and politics, as well as visiting professor of law at Fordham Law School. He has also been a visiting professor at Harvard Law School and the University of Chicago Law School. His recent writing has appeared in TheNew York Times, Politico, and The Washington Post. His new book is The Oath and the Office: A Guide to the Constitution for Future Presidents, which Kirkus calls “vital reading for all Americans.” Brettschneider is frequently interviewed about constitutional issues onBBC, Sirius XM, and other media outlets. He is also the author of two books about constitutional law and civil liberties and numerous articles that appear in top academic journals and law reviews. His constitutional law casebook is widely used in classrooms throughout the United States. Brettschneider holds a PhD in politics from Princeton and a JD from Stanford Law School.

Part I

Origins of Impeachment U.S. Constitution

The process of impeachment is outlined in just a few phrases in the U.S. Constitution. Article I grants Congress the power to try impeachment, lays out the standard for convicting a president, explains how the trial works, and establishes the punishment. Article II then explains what offenses merit removal of a president: “Treason, Bribery, or other high Crimes and Misdemeanors.” In these few short words, the Constitution created a peaceful process for removing the country’s most powerful official-unheard of in the era of monarchs during which it was written.

Article I, Section 2, Clause 5: The House of Representatives shall chuse their Speaker and other officers; and shall have the sole Power of Impeachment.

Article I, Section 3, Clause 6: The Senate shall have the sole Power to try all Impeachments. When sitting for that Purpose, they shall be on Oath or Affirmation. When the President of the United States is tried, the Chief Justice shall preside: And no Person shall be convicted without the Concurrence of two thirds of the Members present.

Article I, Section 3, Clause 7: Judgment in Cases of impeachment shall not extend further than to removal from Office, and disqualification to hold and enjoy any Office of honor, Trust or Profit under the United States: but the Party convicted shall nevertheless be liable and subject to Indictment, Trial, Judgment and Punishment, according to Law.

Article II, Section 2, Clause 1: The President shall . . . have Power to grant Reprieves and Pardons for Offences against the United States, except in Cases of Impeachment.

Article II, Section 4: The President, Vice President and all civil Officers of the United States, shall be removed from Office on Impeachment for, and Conviction of, Treason, Bribery, or other high Crimes and Misdemeanors.

Article III, Section 2, Clause 3: The Trial of all Crimes, except in Cases of Impeachment, shall be by Jury . 

 

Notes from the Debates of

the Constitutional Convention

(July 20, 1787)

The Constitution’s adopted form was the product of robust debate from the Constitutional Convention, held in Philadelphia in 1787. Among many other topics, the delegates discussed impeachment, debating how best to hold the newly created presidency accountable. James Madison’s notes from the debates, excerpted here, capture a wide range of views on the topic, from Charles Pinkney’s belief that there should be no impeachment, to Madison’s own belief that the people, supreme in a democracy, must retain the right to remove their leaders.

On question on . . . “to be removeable on impeachment and conviction for malpractice or neglect of duty.”

 

Mr. PINKNEY & Mr. Govr. MORRIS moved to strike out this part of the Resolution. Mr. P. observd. he ought not to be impeachable whilst in office.

Mr. DAVIE. If he be not impeachable whilst in office, he will spare no efforts or means whatever to get himself re-elected. He considered this as an essential security for the good behaviour of the Executive. . . .

Mr. Govr. MORRIS. He can do no criminal act without Coadjutors who may be punished. In case he should be re-elected, that will be sufficient proof of his innocence. Besides who is to impeach? Is the impeachment to suspend his functions. If it is not the mischief will go on. If it is the impeachment will be nearly equivalent to a displacement, and will render the Executive dependent on those who are to impeach.

Col. MASON. No point is of more importance than that the right of impeachment should be continued. Shall any man be above Justice? Above all shall that man be above it, who can commit the most extensive injustice? When great crimes were committed he was for punishing the principal as well as the Coadjutors. . . .

Docr. FRANKLIN was for retaining the clause as favorable to the Executive. History furnishes one example only of a first Magistrate being formally brought to public Justice. Every body cried out agst. this as unconstitutional. What was the practice before this in cases where the chief Magistrate rendered himself obnoxious? Why recourse was had to assassination in wch. he was not only deprived of his life but of the opportunity of vindicating his character. It would be the best way therefore to provide in the Constitution for the regular punishment of the Executive where his misconduct should deserve it, and for his honorable acquittal when he should be unjustly accused.

Mr. Govr. MORRIS admits corruption & some few other offences to be such as ought to be impeachable; but thought the cases ought to be enumerated & defined.

Mr. MADISON thought it indispensable that some provision should be made for defending the Community agst. the incapacity, negligence or perfidy of the chief Magistrate. . . . He might lose his capacity after his appointment. He might pervert his administration into a scheme of peculation or oppression. He might betray his trust to foreign powers. The case of the Executive Magistracy was very distinguishable, from that of the Legislature or of any other public body, holding offices of limited duration. . . . In the case of the Executive Magistracy which was to be administered by a single man, loss of capacity or corruption was more within the compass of probable events, and either of them might be fatal to the Republic.

Mr. PINKNEY did not see the necessity of impeachments. He was sure they ought not to issue from the Legislature who would in that case hold them as a rod over the Executive and by that means effectually destroy his independence. His revisionary power in particular would be rendered altogether insignificant.

Mr. GERRY urged the necessity of impeachments. A good magistrate will not fear them. A bad one ought to be kept in fear of them. He hoped the maxim would never be adopted here that the chief magistrate could do no wrong. . . .

Mr. RANDOLPH. The propriety of impeachments was a favorite principle with him. Guilt wherever found ought to be punished. The Executive will have great opportunitys of abusing his power; particularly in time of war when the military force, and in some respects the public money will be in his hands. Should no regular punishment be provided, it will be irregularly inflicted by tumults & insurrections. . . .

Mr. WILSON observed that if the idea were to be pursued, the Senators who are to hold their places during the same term with the Executive, ought to be subject to impeachment & removal.

Mr. PINKNEY apprehended that some gentlemen reasoned on a supposition that the Executive was to have powers which would not be committed to him: He presumed that his powers would be so circumscribed as to render impeachments unnecessary.

Mr. Govr. MORRIS . . . was now sensible of the necessity of impeachments. . . . Our Executive . . . may be bribed by a greater interest to betray his trust; and no one would say that we ought to expose ourselves to the danger of seeing the first Magistrate in foreign pay, without being able to guard agst. it by displacing him. . . . The Executive ought therefore to be impeachable for treachery; Corrupting his electors, and incapacity were other causes of impeachment. For the latter he should be punished not as a man, but as an officer, and punished only by degradation from his office. This Magistrate is not the King but the prime-Minister. The people are the King. When we make him amenable to Justice however we should take care to provide some mode that will not make him dependent on the Legislature.

 

“The Federalist No. 65,”

by Alexander Hamilton

(March 7, 1788)

The Federalist written by Alexander Hamilton, James Madison, and John Jay, was a series of essays, published under the pseudonym Publius, advocating for the ratification of the Constitution. The essays are now widely regarded as an authoritative source on the meaning of the Constitution and the views of some of its most important Framers. Here, in essay number 65, Hamilton defends the idea that Congress is better suited than the Court to remove the president, since impeachment is rightly seen as addressing political offenses-not legal ones.

A well-constituted court for the trial of impeachments is an object not more to be desired than difficult to be obtained in a government wholly elective. The subjects of its jurisdiction are those offenses which proceed from the misconduct of public men, or, in other words, from the abuse or violation of some public trust. They are of a nature which may with peculiar propriety be denominated POLITICAL, as they relate chiefly to injuries done immediately to the society itself. The prosecution of them, for this reason, will seldom fail to agitate the passions of the whole community, and to divide it into parties more or less friendly or inimical to the accused. In many cases it will connect itself with the pre-existing factions, and will enlist all their animosities, partialities, influence, and interest on one side or on the other; and in such cases there will always be the greatest danger that the decision will be regulated more by the comparative strength of parties, than by the real demonstrations of innocence or guilt.

The delicacy and magnitude of a trust which so deeply concerns the political reputation and existence of every man engaged in the administration of public affairs, speak for themselves. The difficulty of placing it rightly . . . will as readily be perceived, when it is considered that the most conspicuous characters . . . will . . . be too often the leaders or the tools of the most cunning or the most numerous faction, and on this account, can hardly be expected to possess the requisite neutrality towards those whose conduct may be the subject of scrutiny.

The convention, it appears, thought the Senate the most fit depositary of this important trust. . . . It is not disputed that the power of originating the inquiry, or, in other words, of preferring the impeachment, ought to be lodged in the hands of one branch of the legislative body. . . .

Where else than in the Senate could have been found a tribunal sufficiently dignified, or sufficiently independent? What other body would be likely to feel confidence enough in its own situation, to preserve, unawed and uninfluenced, the necessary impartiality between an individual accused, and the representatives of the people, his accusers?

Could the Supreme Court have been relied upon as answering this description? It is much to be doubted, whether the members of that tribunal would at all times be endowed with so eminent a portion of fortitude, as would be called for in the execution of so difficult a task; and it is still more to be doubted, whether they would possess the degree of credit and authority, which might, on certain occasions, be indispensable towards reconciling the people to a decision that should happen to clash with an accusation brought by their immediate representatives. A deficiency in the first, would be fatal to the accused; in the last, dangerous to the public tranquility. . . . There will be no jury to stand between the judges who are to pronounce the sentence of the law, and the party who is to receive or suffer it. The awful discretion which a court of impeachments must necessarily have, to doom to honor or to infamy the most confidential and the most distinguished characters of the community, forbids the commitment of the trust to a small number of persons.

These considerations seem alone sufficient to authorize a conclusion, that the Supreme Court would have been an improper substitute for the Senate, as a court of impeachments. There remains a further consideration, which will not a little strengthen this conclusion. It is this: The punishment which may be the consequence of conviction upon impeachment, is not to terminate the chastisement of the offender. After having been sentenced to a perpetual ostracism from the esteem and confidence, and honors and emoluments of his country, he will still be liable to prosecution and punishment in the ordinary course of law. Would it be proper that the persons who had disposed of his fame, and his most valuable rights as a citizen in one trial, should, in another trial, for the same offense, be also the disposers of his life and his fortune? . . . By making the same persons judges in both cases, those who might happen to be the objects of prosecution would, in a great measure, be deprived of the double security intended them by a double trial. . . .

Would it have been an improvement of the plan, to have united the Supreme Court with the Senate, in the formation of the court of impeachments? This union would certainly have been attended with several advantages; but would they not have been overbalanced by the signal disadvantage, already stated, arising from the agency of the same judges in the double prosecution to which the offender would be liable? To a certain extent, the benefits of that union will be obtained from making the chief justice of the Supreme Court the president of the court of impeachments, as is proposed to be done in the plan of the convention; while the inconveniences of an entire incorporation of the former into the latter will be substantially avoided. . . .

Would it have been desirable to have composed the court for the trial of impeachments, of persons wholly distinct from the other departments of the government? There are weighty arguments, as well against, as in favor of, such a plan. To some minds it will not appear a trivial objection, that it could tend to increase the complexity of the political machine, and to add a new spring to the government, the utility of which would at best be questionable. But an objection which will not be thought by any unworthy of attention, is this: a court formed upon such a plan, would either be attended with a heavy expense, or might in practice be subject to a variety of casualties and inconveniences. . . .

But though one or the other of the substitutes which have been examined, or some other that might be devised, should be thought preferable to the plan in this respect, reported by the convention, it will not follow that the Constitution ought for this reason to be rejected. If mankind were to resolve to agree in no institution of government, until every part of it had been adjusted to the most exact standard of perfection, society would soon become a general scene of anarchy, and the world a desert. Where is the standard of perfection to be found? Who will undertake to unite the discordant opinions of a whole community, in the same judgment of it; and to prevail upon one conceited projector to renounce his INFALLIBLE criterion for the FALLIBLE criterion of his more CONCEITED NEIGHBOR? To answer the purpose of the adversaries of the Constitution, they ought to prove, not merely that particular provisions in it are not the best which might have been imagined, but that the plan upon the whole is bad and pernicious.

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